Compliance

Vol. 4 No. 7 – September 2006

Compliance

Articles

Complying with Compliance

“Hey, compliance is boring. Really, really boring. And besides, I work neither in the financial industry nor in health care. Why should I care about SOX and HIPAA?”

Yep, you’re absolutely right. You write payroll applications, or operating systems, or user interfaces, or (heaven forbid) e-mail servers. Why should you worry about compliance issues?

by Eric Allman

A Requirements Primer

Many software engineers and architects are exposed to compliance through the growing number of rules, regulations, and standards with which their employers must comply. Some of these requirements, such as HIPAA (Health Insurance Portabililty and Accountability Act), focus primarily on one industry, whereas others, such as SOX (Sarbanes-Oxley Act), span many industries. Some apply to only one country, while others cross national boundaries. To help navigate this often confusing world, Queue has assembled a short primer that provides background on four of the most important compliance challenges that organizations face today.

by George W. Beeler, Dana Gardner

Box Their SOXes Off

Data is a precious resource for any large organization. The larger the organization, the more likely it will rely to some degree on third-party vendors and partners to help it manage and monitor its mission-critical data. In the wake of new regulations for public companies, such as Section 404 of SOX (Sarbanes-Oxley Act of 2002), the folks who run IT departments for Fortune 1000 companies have an ever-increasing need to know that when it comes to the 24/7/365 monitoring of their critical data transactions, they have business partners with well-planned and well-documented procedures.

by John Bostick

Compliance Deconstructed

The topic of compliance becomes increasingly complex each year. Dozens of regulatory requirements can affect a company’s business processes. Moreover, these requirements are often vague and confusing. When those in charge of compliance are asked if their business processes are in compliance, it is understandably difficult for them to respond succinctly and with confidence. This article looks at how companies can deconstruct compliance, dealing with it in a systematic fashion and applying technology to automate compliance-related business processes. It also looks specifically at how Microsoft approaches compliance to SOX (Sarbanes-Oxley Act of 2002).

by J. C. Cannon, Marilee Byers

Keeping Score in the IT Compliance Game

Achieving developer acceptance of standardized procedures for managing applications from development to release is one of the largest hurdles facing organizations today. Establishing a standardized development-to-release workflow, often referred to as the ALM (application lifecycle management) process, is particularly critical for organizations in their efforts to meet tough IT compliance mandates. This is much easier said than done, as different development teams have created their own unique procedures that are undocumented, unclear, and nontraceable.

by Tracy Ragan

Interviews

The Compliance Game

Although complying with myriad regulations affecting information technology these days can feel like a chore, technology professionals now have an opportunity to leverage these efforts and create a proactive approach to IT governance. Tune into this month's Queuecast as Kris Lovejoy, CTO of Consul, discusses with host Mike Vizard why companies must shift their focus on compliance to a new governance approach that will ultimately better serve a company's needs.

Curmudgeon

Seeking Compliance Nirvana

Compliance. The mere mention of it brings to mind a harrowing list of questions and concerns. For example, who is complying and with what? With so many standards, laws, angles, intersections, overlaps, and consequences, who ultimately gets to determine if you are compliant or not? How do you determine what is in scope and what is not? And why do you instantly think of an audit when you hear the word compliance?

by Greg A. Nolann

Kode Vicious

Facing the Strain

Dear KV, I've been working on a software team that produces an end-user application on several different operating system platforms. I started out as the build engineer, setting up the build system, then the nightly test scripts, and now I work on several of the components themselves, as well as maintaining the build system. The biggest problem Ive seen in building software is the lack of API stability. It's OK when new APIs are added--you can ignore those if you like--and when APIs are removed I know, because the build breaks. The biggest problem is when someone changes an API, as this isn't discovered until some test script--or worse, a user--executes the code and it blows up. How do you deal with constantly changing APIs?

by George Neville-Neil

Opinion

Rationalizing a Home Terabyte Server

With 1 TB of RAID 5 storage, most of my friends believe I have really gone off the deep end with my home server. They may be right, but as in most things in life, I have gotten to this point through a rational set of individual upgrades all perfectly reasonable at the time. Rather than being overly indulgent to my inner geek, am I an early adopter of what will be the inevitable standard for home IT infrastructure? Here is my story; you be the judge.

by Mache Creeger